1 Other account fees. fund expenses. brokerage or service fees may apply.
2 The first one thousand trades (1,000) placed online each calendar year are $0; thereafter, each online trade will be charged $6.95. Empower Financial Services, Inc. reserves the right to change and/or modify pricing.
Securities available through Empower Brokerage are offered by Empower Financial Services, Inc., Member FINRA/SIPC and a subsidiary of Empower Annuity Insurance Company of America.
Clearing, settlement, custody and other brokerage services are provided by Pershing LLC, Member FINRA/NYSE/SIPC and a wholly owned subsidiary of The Bank of New York Mellon Corporation. Additional information may be obtained by calling 877-788-6261. EFSI and Pershing are separate and unaffiliated brokerage firms. Accounts are subject to review and approval of EFSI.
Empower Financial Services, Inc. may receive a fee from mutual fund companies participating in the Empower Brokerage service for providing certain distribution, administrative and shareholder services.
ETFs are a type of exchange-traded investment product that must register as either an open-end investment company (generally known as “funds”) or a unit investment trust. ETFs are not mutual funds.
Unlike mutual funds, individual shares of ETFs are not redeemable directly with the issuer. ETF shares are a collection of securities bought and sold at market price, which may be higher or lower than the net asset value (NAV). Investment returns will vary based on market conditions and volatility, so that an investor's shares, when redeemed or sold, may be worth more or less than their original cost. ETFs are subject to risks similar to those of their underlying securities.
Be aware that certain mutual funds may be subject to separate and additional redemption fees imposed by the particular fund. Refer to that fund’s current prospectus for details.
Transaction fees may apply to certain mutual funds. Transaction fees, where applicable, will be noted during online order entry or via your registered representative during broker-assisted trades.
This site is designed for U.S. residents. Non-U.S. residents are subject to country-specific restrictions.
Brokerage Products: Unless otherwise noted: NOT FDIC INSURED | NO BANK GUARANTEE | MAY LOSE VALUE
The Investment Service Fee does not include the cost of the Exchange Traded Funds. For more information about the fees assessed by the ETFs, please review the ETF disclosure documents. You may contact 888-978-4979 for copies of the ETF disclosure documents.