License to Use Site
Through BrokerCheck you can:
- Search for both representatives and brokerage firms.
- Obtain online delivery of a background report.
- View explanatory information to help you better understand the content provided.
- See links of additional resources and tools.
To get started, go to http://www.finra.org/Investors/ToolsCalculators/BrokerCheck/ and click on the Start Search button. This website also allows you to submit questions you have about BrokerCheck via email.
Alternatively, you can learn more about BrokerCheck by calling FINRA’s BrokerCheck Hotline at (800) 289-9999. The hours of operation are Monday through Friday from 8 a.m. to 8 p.m. Eastern Time.
Thank you.
Ed. Oct/2011